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Government Legislation

  • [Finance] Enforcement Decree of the Capital Markets and Financial Investment Business Act
    • Competent Ministry : Financial Services Commission
    • Advance Publication of Legislation :
    • Opinion Submission Deadline :

[Background]
After the amendment of the Capital Markets Act Enforcement Decree in 2017, there was a need to specify detailed systems for the Integrated Management Account (IMA), which had no actual operating cases, in order to encourage the active use of IMA as a corporate financing tool for investment firms and a new investment product for investors.


[Regulatory Content]
Regulate the operational standards for large securities firms designated as investment firms with a 8 trillion won designation to comply with IMA-related limits, restrictions on proprietary trading and transactions with own assets, maturity limits, loss compensation obligations, and the obligation to comply with market value assessments when additional subscriptions or cancellations occur.

Regulatory effect assessment
  • 자본시장과 금융투자업에 관한 법률 시행령(규제영향분석서)_20250711.hwp [download]
Legislative proposal (draft)
  • 2. [개정안] 자본시장법 시행령 일부개정령안.hwp [download]